issued
on 26 Nov 2024
Last Applicant/ Owned by
3701 Lake Boone Trail, Suite 100
Raleigh
NC
27607
Serial Number
98170791 filed on 08th Sep 2023
Registration Number
N/A
Correspondent Address
JANET W. CHO
Filing Basis
1. intent to use
2. intent to use current
Disclaimer
NO DATA
Financial services, namely, broker-dealer financial services in the fields of securities, stocks, bonds, and mutual funds; securities trading services in the field of fixed income securities; financial administration of client commission accounts; financial analysis, namely, financial modeling services; financial analysis; financial portfolio management services pertaining to the construction of b Read More
Financial services, namely, broker-dealer financial services in the fields of securities, stocks, bonds, and mutual funds; securities trading services in the field of fixed income securities; financial administration of client commission accounts; financial analysis, namely, financial modeling services; financial analysis; financial portfolio management services pertaining to the construction of bond portfolios for investors; securities underwriting, namely, underwriting the capital markets; securities underwriting, namely, fixed income underwriting; Investment services, namely, securities brokerage services and investment brokerage services; investment banking services; trading in securities; trading in securities, namely, trading services in debt capital markets; financial consulting in the field of investment portfolio management; Broker-dealer financial services in the field of securities, stocks, bonds, mutual funds; Financial investment brokerage services; Securities trade execution services; Financial research; Financial portfolio management
N/A
N/A
No 98170791
No Service Mark
No 092389.0004
No
No
No
No
No
No
No
No
Status Date | Action Taken |
---|---|
26th Nov 2024 | NOA E-MAILED - SOU REQUIRED FROM APPLICANT |
01st Oct 2024 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
01st Oct 2024 | PUBLISHED FOR OPPOSITION |
11th Sep 2024 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
27th Aug 2024 | EXPARTE APPEAL TERMINATED |
25th Aug 2024 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
25th Aug 2024 | TEAS/EMAIL CORRESPONDENCE ENTERED |
25th Aug 2024 | APPROVED FOR PUB - PRINCIPAL REGISTER |
23rd Aug 2024 | EX PARTE APPEAL-INSTITUTED |
23rd Aug 2024 | JURISDICTION RESTORED TO EXAMINING ATTORNEY |