on 31 Jul 2024
Last Applicant/ Owned by
622 3rd Avenue
New York
NY
10017
Serial Number
85884392 filed on 22nd Mar 2013
Registration Number
4557033 registered on 24th Jun 2014
Correspondent Address
Kristen Mollnow Walsh
Filing Basis
1. intent to use
2. use application currently
Disclaimer
NO DATA
Software as a service (SaaS) services featuring software for use by investment management financial professionals for use in portfolio management, trade order management, order execution management, compliance management and operations management; Software as a service (SaaS) services, namely, hosting software for use by investment management financial professionals for use in portfolio management Read More
Software as a service (SaaS) services featuring software for use by investment management financial professionals for use in portfolio management, trade order management, order execution management, compliance management and operations management; Software as a service (SaaS) services, namely, hosting software for use by investment management financial professionals for use in portfolio management, trade order management, order execution management, compliance management and operations management; Software as a service (SaaS) services featuring software for providing systematic planning, monitoring, and reporting on the brokerage commission allocation process and in the field of securities; Software as a service (SaaS) services, namely, hosting software for providing systematic planning, monitoring, and reporting on the brokerage commission allocation process and in the field of securities; Providing customization of computer software in the field of securities and asset portfolio management, trade order management and order execution management; Providing technical support, namely, troubleshooting of computer software problems for software used for portfolio management, trade order management, order execution management, compliance management and operations management
19th Apr 2013
19th Apr 2013
[ Providing financial consultation on portfolio management, trade management, execution management, compliance management and operations management in the field of investment management ]
04th Apr 2013
04th Apr 2013
Computer software, namely, software for use by investment management financial professionals for use in portfolio management, trade order management, order execution management, compliance management and operations management; Computer software used for integrated global trade order management, namely, analyzing and re-balancing portfolios, strategy-based modeling, creating fully allocated orders that can be electronically delivered, creating and sending orders generated by third party modeling systems, monitoring portfolio performance, and viewing and modifying arbitrage and market neutral positions, in the field of investment management; Computer software used for monitoring trade related compliance obligations; Computer software used for order entry, electronic trading and transmission of orders to third party brokers and other trade execution facilities; Computer software used for electronically locating securities to borrow or short from multiple lenders or lending services in the field of investment management; and Computer software used for maintaining current and historical price, quote and sales information for securities and financial instruments
19th Apr 2013
19th Apr 2013
No 85884392
No Service Mark
No 75035-800500
No
No
No
No
No
No
No
No
26.01.01 -
Circles as carriers or as single line borders
Status Date | Action Taken |
---|---|
31st Jul 2024 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED |
31st Jul 2024 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) |
31st Jul 2024 | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED |
30th Jul 2024 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
10th May 2024 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
10th May 2024 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
10th May 2024 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
10th May 2024 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
10th May 2024 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
08th May 2024 | TEAS SECTION 8 & 9 RECEIVED |