on 07 Sep 2021
Last Applicant/ Owned by
120 N. Hale St. Suite 200
Wheaton
IL
60187
Serial Number
90139744 filed on 26th Aug 2020
Registration Number
6480811 registered on 07th Sep 2021
Correspondent Address
Karen S. Hwang, Esq.
Filing Basis
1. use application currently
Disclaimer
NO DATA
Broker-dealer financial services in the field of exchange traded funds (ETFs), exchange listed securities and portfolios; Financial advice and consultancy services; Financial advisory and consultancy services in the fields of exchange traded funds (ETFs), exchange listed securities and portfolios; Financial asset management; Financial investment services, namely, administering the issuance, underw Read More
Broker-dealer financial services in the field of exchange traded funds (ETFs), exchange listed securities and portfolios; Financial advice and consultancy services; Financial advisory and consultancy services in the fields of exchange traded funds (ETFs), exchange listed securities and portfolios; Financial asset management; Financial investment services, namely, administering the issuance, underwriting and distribution of securities; Investment services, namely, asset acquisition, consultation, development and management services; Providing financial assessment services to investors of exchange traded funds (ETFs), exchange traded funds (ETFs), exchange listed securities and portfolios; Providing financial consultation services to investors of exchange traded funds (ETFs), exchange traded funds (ETFs), exchange listed securities and portfolios; Providing financial information services to investors of exchange traded funds (ETFs), exchange traded funds (ETFs), exchange listed securities and portfolios; Providing financial services with respect to securities and other financial instruments and products, namely, trading of and investments in securities and financial instruments and products for others; Strategic financial advisory services
18th Aug 2020
18th Aug 2020
No 90139744
No Service Mark
No
No
No
No
No
No
No
No
No
Status Date | Action Taken |
---|---|
07th Sep 2021 | REGISTERED-SUPPLEMENTAL REGISTER |
30th Jul 2021 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
30th Jul 2021 | ASSIGNED TO LIE |
29th Jul 2021 | APPROVED FOR REGISTRATION SUPPLEMENTAL REGISTER |
30th Jun 2021 | TEAS/EMAIL CORRESPONDENCE ENTERED |
30th Jun 2021 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
30th Jun 2021 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
31st Dec 2020 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
31st Dec 2020 | NON-FINAL ACTION E-MAILED |
31st Dec 2020 | NON-FINAL ACTION WRITTEN |