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DEFINED OUTCOME BOND ETF
Live/Registered
REGISTERED

on 07 Sep 2021

Last Applicant/ Owned by

120 N. Hale St. Suite 200

Wheaton

IL

60187

Serial Number

90139744 filed on 26th Aug 2020

Registration Number

6480811 registered on 07th Sep 2021

in the Supplemental Register

Correspondent Address

Karen S. Hwang, Esq.

Karen S. Hwang, Esq.

545 N. McClurg Ct. #3209

Chicago IL 60611

Filing Basis

1. use application currently

Disclaimer

NO DATA

DEFINED OUTCOME BOND ETF

Broker-dealer financial services in the field of exchange traded funds (ETFs), exchange listed securities and portfolios; Financial advice and consultancy services; Financial advisory and consultancy services in the fields of exchange traded funds (ETFs), exchange listed securities and portfolios; Financial asset management; Financial investment services, namely, administering the issuance, underw Read More

Classification Information


Class [036]
Insurance & Financial Services


Broker-dealer financial services in the field of exchange traded funds (ETFs), exchange listed securities and portfolios; Financial advice and consultancy services; Financial advisory and consultancy services in the fields of exchange traded funds (ETFs), exchange listed securities and portfolios; Financial asset management; Financial investment services, namely, administering the issuance, underwriting and distribution of securities; Investment services, namely, asset acquisition, consultation, development and management services; Providing financial assessment services to investors of exchange traded funds (ETFs), exchange traded funds (ETFs), exchange listed securities and portfolios; Providing financial consultation services to investors of exchange traded funds (ETFs), exchange traded funds (ETFs), exchange listed securities and portfolios; Providing financial information services to investors of exchange traded funds (ETFs), exchange traded funds (ETFs), exchange listed securities and portfolios; Providing financial services with respect to securities and other financial instruments and products, namely, trading of and investments in securities and financial instruments and products for others; Strategic financial advisory services


First Use Date in General

18th Aug 2020

First Use Date in Commerce

18th Aug 2020

Mark Details


Serial Number

No 90139744

Mark Type

No Service Mark

Attorney Docket Number

No

44D Filed

No

44D Current

No

44E filed

No

44E Current

No

66A Filed

No

66A Current

No

Current Basis

No

No Basis

No

Legal History


Show more

Status DateAction Taken
07th Sep 2021REGISTERED-SUPPLEMENTAL REGISTER
30th Jul 2021LAW OFFICE PUBLICATION REVIEW COMPLETED
30th Jul 2021ASSIGNED TO LIE
29th Jul 2021APPROVED FOR REGISTRATION SUPPLEMENTAL REGISTER
30th Jun 2021TEAS/EMAIL CORRESPONDENCE ENTERED
30th Jun 2021CORRESPONDENCE RECEIVED IN LAW OFFICE
30th Jun 2021TEAS RESPONSE TO OFFICE ACTION RECEIVED
31st Dec 2020NOTIFICATION OF NON-FINAL ACTION E-MAILED
31st Dec 2020NON-FINAL ACTION E-MAILED
31st Dec 2020NON-FINAL ACTION WRITTEN