on 30 Sep 2021
Last Applicant/ Owned by
28 Havemeyer Place
Greenwich
CT
06830
Serial Number
85182654 filed on 22nd Nov 2010
Registration Number
3985522 registered on 28th Jun 2011
Filing Basis
1. use application currently
Disclaimer
NO DATA
Financial services, namely, investment advisory services, provision of financial and investment research and advice; brokerage services in the field of securities; financial advisory services; establishing mutual funds for others, mutual fund investments, brokerage and distribution
Financial services, namely, investment advisory services, provision of financial and investment research and advice; brokerage services in the field of securities; financial advisory services; establishing mutual funds for others, mutual fund investments, brokerage and distribution
30th Nov 1982
30th Nov 1982
No 85182654
No Service Mark
No 29119-002
No
No
No
No
No
No
No
No
Status Date | Action Taken |
---|---|
30th Sep 2021 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED |
30th Sep 2021 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) |
30th Sep 2021 | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED |
30th Sep 2021 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
25th May 2021 | TEAS SECTION 8 & 9 RECEIVED |
28th Jun 2020 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |
24th Jul 2017 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED |
24th Jul 2017 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
23rd Jul 2017 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
02th Jun 2017 | TEAS SECTION 8 & 15 RECEIVED |