on 21 Nov 2018
Last Applicant/ Owned by
245 Summer Street
Boston
MA
02110
Serial Number
75392874 filed on 19th Nov 1997
Registration Number
2214582 registered on 29th Dec 1998
Filing Basis
1. use application currently
Disclaimer
NO DATA
MUTUAL FUND BROKERAGE, DISTRIBUTION AND INVESTMENT SERVICES
MUTUAL FUND BROKERAGE, DISTRIBUTION AND INVESTMENT SERVICES
17th May 1967
17th May 1967
No 75392874
No Service Mark
No
No
No
No
No
No
No
No
No
Status Date | Action Taken |
---|---|
22nd Nov 2018 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED |
21st Nov 2018 | REGISTERED AND RENEWED (SECOND RENEWAL - 10 YRS) |
21st Nov 2018 | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED |
14th Nov 2018 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
23rd Oct 2018 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
23rd Oct 2018 | TEAS SECTION 8 & 9 RECEIVED |
29th Dec 2017 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |
21st Mar 2017 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
21st Mar 2017 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
05th Feb 2010 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |