on 04 Sep 2020
Last Applicant/ Owned by
194 Main Street
Salisbury
CT
06068-0194
Serial Number
77582396 filed on 30th Sep 2008
Registration Number
3745298 registered on 02th Feb 2010
Filing Basis
1. intent to use
2. use application currently
Disclaimer
NO DATA
Web-based training programs in the nature of courses, seminars, workshops and classes addressing the educational needs of compliance officers and staff within investment advisers, hedge funds and broker dealers in the areas of risk management, compliance and regulatory issues
Web-based training programs in the nature of courses, seminars, workshops and classes addressing the educational needs of compliance officers and staff within investment advisers, hedge funds and broker dealers in the areas of risk management, compliance and regulatory issues
17th Sep 2008
17th Sep 2008
No 77582396
No Service Mark
No 15811451-01
No
No
No
No
No
No
No
No
Status Date | Action Taken |
---|---|
22nd Nov 2024 | TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS |
22nd Nov 2024 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
22nd Nov 2024 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
22nd Nov 2024 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
22nd Nov 2024 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
22nd Nov 2024 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
04th May 2022 | ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY |
04th Sep 2020 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED |
04th Sep 2020 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) |
04th Sep 2020 | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED |