ABANDONED - FAILURE TO RESPOND OR LATE RESPONSE
failure to respond or late response
on 15 Nov 2024
Last Applicant/ Owned by
223 Wilmington West Chester Pike
Chadds Ford
PA
19317
Serial Number
97874492 filed on 05th Apr 2023
Registration Number
N/A
Correspondent Address
Rachelle A. Dubow, Esq.
Filing Basis
1. filed as use application
2. use application currently
Disclaimer
NO DATA
COMPLIANCEASSURANCE
Regulatory compliance services, namely, providing regulatory compliance consulting information to financial institutions in the fields of mutual funds, exchange traded funds (ETFs), and hedge fund transactions by brokers, investment advisors, and broker dealers for regulatory compliance in the field of the investment industry Compliance services, namely, providing financial information to financi Read More
Classification Information
Class [045]
Personal & Legal & Social Services
Regulatory compliance services, namely, providing regulatory compliance consulting information to financial institutions in the fields of mutual funds, exchange traded funds (ETFs), and hedge fund transactions by brokers, investment advisors, and broker dealers for regulatory compliance in the field of the investment industry
First Use Date in General
14th Aug 2009
First Use Date in Commerce
14th Aug 2009
Class [036]
Insurance & Financial Services
Compliance services, namely, providing financial information to financial institutions concerning financial requirements of mutual funds, exchange traded funds (ETFs), and hedge fund transactions by brokers, investment advisors, and broker dealers for regulatory compliance in the field of the investment industry
First Use Date in General
14th Aug 2009
First Use Date in Commerce
14th Aug 2009
Mark Details
Serial Number
No 97874492
Mark Type
No Service Mark
Attorney Docket Number
No 122980-0002
44D Filed
No
44D Current
No
44E filed
No
44E Current
No
66A Filed
No
66A Current
No
Current Basis
No
No Basis
No
Legal History
| Status Date | Action Taken |
|---|---|
| 15th Nov 2024 | ABANDONMENT NOTICE E-MAILED - FAILURE TO RESPOND |
| 15th Nov 2024 | ABANDONMENT - FAILURE TO RESPOND OR LATE RESPONSE |
| 17th Apr 2024 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| 17th Apr 2024 | NON-FINAL ACTION E-MAILED |
| 17th Apr 2024 | NON-FINAL ACTION WRITTEN |
| 12th Mar 2024 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| 12th Mar 2024 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| 12th Mar 2024 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| 06th Dec 2023 | APPLICATION EXTENSION GRANTED/RECEIPT PROVIDED |
| 06th Dec 2023 | APPLICATION EXTENSION TO RESPONSE PERIOD - RECEIVED |