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COMPLIANCEALPHA
Live/Registered
PARTIAL SECTION 8 & 15 ACCEPTED AND ACKNOWLEDGED

on 06 Mar 2024

Last Applicant/ Owned by

140 E. 45th Street, 29th Floor

New York

NY

10017

Serial Number

87075024 filed on 17th Jun 2016

Registration Number

5341741 registered on 21st Nov 2017

in the Principal Register

Correspondent Address

Scott E. Benfield

Scott E. Benfield

2801 N. Harwood St., Suite 2300

Haynes and Boone, LLP - IP Section

Dallas, TX 75201

Filing Basis

1. intent to use

2. use application currently

Disclaimer

NO DATA

COMPLIANCEALPHA

Software as a service (SAAS), featuring compliance software for reporting, filing, tracking, and managing compliance activity [ Regulatory compliance consulting services to financial services firms registered with the U.S. Securities and Exchange Commission or other international, federal, and state regulatory authorities ]

Classification Information


Class [045]
Personal & Legal & Social Services


[ Regulatory compliance consulting services to financial services firms registered with the U.S. Securities and Exchange Commission or other international, federal, and state regulatory authorities ]


First Use Date in General

09th Jan 2017

First Use Date in Commerce

09th Jan 2017

Class [042]
Computer & Software Services & Scientific Services


Software as a service (SAAS), featuring compliance software for reporting, filing, tracking, and managing compliance activity


First Use Date in General

09th Jan 2017

First Use Date in Commerce

09th Jan 2017

Mark Details


Serial Number

No 87075024

Mark Type

No Service Mark

Attorney Docket Number

No 58055.20US01

44D Filed

No

44D Current

No

44E filed

No

44E Current

No

66A Filed

No

66A Current

No

Current Basis

No

No Basis

No

Legal History


Show more

Status DateAction Taken
06th Mar 2024CASE ASSIGNED TO POST REGISTRATION PARALEGAL
06th Mar 2024REGISTERED - PARTIAL SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
06th Mar 2024NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED
22nd Jan 2024TEAS CHANGE OF OWNER ADDRESS RECEIVED
22nd Jan 2024APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
22nd Jan 2024TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
22nd Jan 2024ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
22nd Jan 2024TEAS CHANGE OF CORRESPONDENCE RECEIVED
14th Sep 2023TEAS SECTION 8 & 15 RECEIVED
21st Nov 2022COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED