on 13 Aug 2019
Last Applicant/ Owned by
470 NEVADA STREET
AUBURN
CA
95630
Serial Number
88335051 filed on 11th Mar 2019
Registration Number
5836604 registered on 13th Aug 2019
Correspondent Address
Emilia F. Cannella
Filing Basis
1. filed as use application
2. use application currently
Disclaimer
NO DATA
Providing a web based fiduciary compliance program, namely, providing software as a service (SAAS) featuring software for managing financial investments, identifying FINRA and SEC compliance issues, and making recommendations to resolve the identified FINRA and SEC compliance issues
Providing a web based fiduciary compliance program, namely, providing software as a service (SAAS) featuring software for managing financial investments, identifying FINRA and SEC compliance issues, and making recommendations to resolve the identified FINRA and SEC compliance issues
31st Mar 2014
30th Sep 2014
No 88335051
No Service Mark
No 118586-T-008
No
No
No
No
No
No
No
No
Status Date | Action Taken |
---|---|
13th Aug 2024 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED |
24th Oct 2023 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
24th Oct 2023 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
24th Oct 2023 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
24th Oct 2023 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
24th Oct 2023 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
30th Aug 2023 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
06th Nov 2019 | CORRECTION UNDER SECTION 7 - PROCESSED |
06th Nov 2019 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
07th Oct 2019 | TEAS SECTION 7 REQUEST RECEIVED |