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COMPLIANCE CLOUD
Live/Registered
REGISTERED

on 13 Aug 2019

Last Applicant/ Owned by

470 NEVADA STREET

AUBURN

CA

95630

Serial Number

88335051 filed on 11th Mar 2019

Registration Number

5836604 registered on 13th Aug 2019

in the Supplemental Register

Correspondent Address

Emilia F. Cannella

Emilia F. Cannella Ropes & Gray LLP

Boston, MA 02199-3600

United States

Filing Basis

1. filed as use application

2. use application currently

Disclaimer

NO DATA

COMPLIANCE CLOUD

Providing a web based fiduciary compliance program, namely, providing software as a service (SAAS) featuring software for managing financial investments, identifying FINRA and SEC compliance issues, and making recommendations to resolve the identified FINRA and SEC compliance issues

Classification Information


Class [042]
Computer & Software Services & Scientific Services


Providing a web based fiduciary compliance program, namely, providing software as a service (SAAS) featuring software for managing financial investments, identifying FINRA and SEC compliance issues, and making recommendations to resolve the identified FINRA and SEC compliance issues


First Use Date in General

31st Mar 2014

First Use Date in Commerce

30th Sep 2014

Mark Details


Serial Number

No 88335051

Mark Type

No Service Mark

Attorney Docket Number

No 118586-T-008

44D Filed

No

44D Current

No

44E filed

No

44E Current

No

66A Filed

No

66A Current

No

Current Basis

No

No Basis

No

Legal History


Show more

Status DateAction Taken
13th Aug 2024COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED
24th Oct 2023TEAS CHANGE OF CORRESPONDENCE RECEIVED
24th Oct 2023TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
24th Oct 2023TEAS CHANGE OF OWNER ADDRESS RECEIVED
24th Oct 2023ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
24th Oct 2023APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
30th Aug 2023AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
06th Nov 2019CORRECTION UNDER SECTION 7 - PROCESSED
06th Nov 2019CASE ASSIGNED TO POST REGISTRATION PARALEGAL
07th Oct 2019TEAS SECTION 7 REQUEST RECEIVED