on 14 Jun 2021
Last Applicant/ Owned by
2301 Rosecrans Ave, Suite 5100
El Segundo
CA
90245
Serial Number
77942067 filed on 23rd Feb 2010
Registration Number
3953295 registered on 03rd May 2011
Filing Basis
1. use application currently
Disclaimer
NO DATA
Financial services, namely, securities broker-dealer services, fee-based financial planning programs, financial and investment advisory programs for independent financial professionals, financial consultation; investment services, namely, investment management, investment portfolio analysis, advice relating to investments; insurance services, namely, insurance brokerages and insurance agency servi Read More
Business management services, in connection with financial services and investment services, including but not limited to, business management services in connection with the following services: clearing and trading for investment transactions, estate planning, research and due diligence on investment strategies, and companies, offerors and intermediaries and their products, broker-dealer liaison services with regulatory agencies, fee-based financial planning programs and support, marketing support, technology support; providing office support staff services for fee-based financial planning programs; business administration and management, namely, administration of insurance licensing for states and security registration broker-dealer firms and advisors
01st Feb 2010
01st Feb 2010
Financial services, namely, securities broker-dealer services, fee-based financial planning programs, financial and investment advisory programs for independent financial professionals, financial consultation; investment services, namely, investment management, investment portfolio analysis, advice relating to investments; insurance services, namely, insurance brokerages and insurance agency services
01st Feb 2010
01st Feb 2010
No 77942067
No Service Mark
No 18243.00004
No
No
No
No
No
No
No
No
Status Date | Action Taken |
---|---|
09th Nov 2021 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
09th Nov 2021 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
09th Nov 2021 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
09th Nov 2021 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
09th Nov 2021 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
14th Jun 2021 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED |
14th Jun 2021 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) |
14th Jun 2021 | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED |
11th Jun 2021 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
08th Mar 2021 | TEAS SECTION 8 & 9 RECEIVED |