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CETERA FINANCIAL GROUP
Live/Registered
REGISTERED AND RENEWED

on 14 Jun 2021

Last Applicant/ Owned by

2301 Rosecrans Ave, Suite 5100

El Segundo

CA

90245

Serial Number

77942067 filed on 23rd Feb 2010

Registration Number

3953295 registered on 03rd May 2011

in the Principal Register

Correspondent Address

Dyan Finguerra-DuCharme

Dyan Finguerra-DuCharme

7 TIMES SQUARE

NEW YORK NY 10036

Filing Basis

1. use application currently

Disclaimer

NO DATA

CETERA FINANCIAL GROUP

Financial services, namely, securities broker-dealer services, fee-based financial planning programs, financial and investment advisory programs for independent financial professionals, financial consultation; investment services, namely, investment management, investment portfolio analysis, advice relating to investments; insurance services, namely, insurance brokerages and insurance agency servi Read More

Classification Information


Class [035]
Advertising, Business & Retail Services


Business management services, in connection with financial services and investment services, including but not limited to, business management services in connection with the following services: clearing and trading for investment transactions, estate planning, research and due diligence on investment strategies, and companies, offerors and intermediaries and their products, broker-dealer liaison services with regulatory agencies, fee-based financial planning programs and support, marketing support, technology support; providing office support staff services for fee-based financial planning programs; business administration and management, namely, administration of insurance licensing for states and security registration broker-dealer firms and advisors


First Use Date in General

01st Feb 2010

First Use Date in Commerce

01st Feb 2010

Class [036]
Insurance & Financial Services


Financial services, namely, securities broker-dealer services, fee-based financial planning programs, financial and investment advisory programs for independent financial professionals, financial consultation; investment services, namely, investment management, investment portfolio analysis, advice relating to investments; insurance services, namely, insurance brokerages and insurance agency services


First Use Date in General

01st Feb 2010

First Use Date in Commerce

01st Feb 2010

Mark Details


Serial Number

No 77942067

Mark Type

No Service Mark

Attorney Docket Number

No 18243.00004

44D Filed

No

44D Current

No

44E filed

No

44E Current

No

66A Filed

No

66A Current

No

Current Basis

No

No Basis

No

Legal History


Show more

Status DateAction Taken
09th Nov 2021TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
09th Nov 2021TEAS CHANGE OF OWNER ADDRESS RECEIVED
09th Nov 2021TEAS CHANGE OF CORRESPONDENCE RECEIVED
09th Nov 2021ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
09th Nov 2021APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
14th Jun 2021NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
14th Jun 2021REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
14th Jun 2021REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
11th Jun 2021CASE ASSIGNED TO POST REGISTRATION PARALEGAL
08th Mar 2021TEAS SECTION 8 & 9 RECEIVED