REGISTERED AND RENEWED
on 09 Feb 2024
Last Applicant/ Owned by
2301 Rosecrans Ave, Suite 5100
El Segundo
CA
90245
Serial Number
85653688 filed on 15th Jun 2012
Registration Number
4386541 registered on 20th Aug 2013
Correspondent Address
Dyan Finguerra-DuCharme
Filing Basis
1. filed as use application
2. use application currently
Disclaimer
NO DATA
CETERA
Business management services for professionals in the fields of clearing and trading for investment transactions, estate planning, research and due diligence on investment strategies, and companies, offerors and intermediaries and their products, broker-dealer liaison services with regulatory agencies, fee-based financial planning programs and support, marketing support, technology support; provid Read More
Classification Information
Class [036]
Insurance & Financial Services
Financial services, namely, securities broker-dealer services, fee-based financial planning programs, financial and investment advisory programs for independent financial professionals, financial consultation; investment services, namely, investment management, investment portfolio analysis, advice relating to investments; insurance services, namely, insurance brokerages and insurance agency services
First Use Date in General
15th Mar 2010
First Use Date in Commerce
15th Mar 2010
Class [035]
Advertising, Business & Retail Services
Business management services for professionals in the fields of clearing and trading for investment transactions, estate planning, research and due diligence on investment strategies, and companies, offerors and intermediaries and their products, broker-dealer liaison services with regulatory agencies, fee-based financial planning programs and support, marketing support, technology support; providing office support staff services for fee-based financial planning programs; business administration and management, namely, administration of insurance licensing for states and security registration broker-dealer firms and advisors
First Use Date in General
15th Mar 2010
First Use Date in Commerce
15th Mar 2010
Mark Details
Serial Number
No 85653688
Mark Type
No Service Mark
Attorney Docket Number
No 18243.00037
44D Filed
No
44D Current
No
44E filed
No
44E Current
No
66A Filed
No
66A Current
No
Current Basis
No
No Basis
No
Legal History
| Status Date | Action Taken |
|---|---|
| 09th Feb 2024 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| 09th Feb 2024 | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED |
| 09th Feb 2024 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) |
| 09th Feb 2024 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED |
| 15th Aug 2023 | TEAS SECTION 8 & 9 RECEIVED |
| 20th Aug 2022 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |
| 09th Nov 2021 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| 09th Nov 2021 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| 09th Nov 2021 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| 09th Nov 2021 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |