on 07 Jan 2020
Last Applicant/ Owned by
22 Kent Road
Cornwall Bridge
CT
06754
Serial Number
87821616 filed on 06th Mar 2018
Registration Number
5952684 registered on 07th Jan 2020
Correspondent Address
Christie Baty Hudgins
Filing Basis
1. use application currently
Disclaimer
NO DATA
Securities compliance review of best practices, rules and regulations and industry standards of broker-dealers and investment adviser professionals
Securities compliance review of best practices, rules and regulations and industry standards of broker-dealers and investment adviser professionals
15th Jul 2006
15th Jul 2006
No 87821616
No Service/Collective Mark
No 10594.0010
No
No
No
No
No
No
No
No
Status Date | Action Taken |
---|---|
07th Jan 2020 | REGISTERED-PRINCIPAL REGISTER |
22nd Oct 2019 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
22nd Oct 2019 | PUBLISHED FOR OPPOSITION |
02th Oct 2019 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
17th Sep 2019 | APPROVED FOR PUB - PRINCIPAL REGISTER |
17th Sep 2019 | EXAMINER'S AMENDMENT ENTERED |
17th Sep 2019 | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED |
17th Sep 2019 | EXAMINERS AMENDMENT E-MAILED |
17th Sep 2019 | EXAMINERS AMENDMENT -WRITTEN |
29th Aug 2019 | NON-FINAL ACTION WRITTEN |