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CAAP
Live/Registered
REGISTERED AND RENEWED

on 28 Jun 2014

Last Applicant/ Owned by

Cambridge Investment Research, Inc.

1776 Pleasant Plain Road

Fairfield

IA

52556

Serial Number

78071682 filed on 29th Jun 2001

Registration Number

2855821 registered on 22nd Jun 2004

in the Principal Register

Correspondent Address

Brett D. Papendick

Brett D. Papendick SHUTTLEWORTH & INGERSOLL, PLC

CEDAR RAPIDS, IA 52401-1235

United States

Filing Basis

1. filed as use application

2. use application currently

Disclaimer

NO DATA

CAAP

INVESTMENT ADVICE AND BROKER-DEALER SERVICES IN THE FIELD OF SECURITIES AND ANNUITIES, PROVIDED TO FINANCIAL PLANNERS, FINANCIAL ADVISORS AND FINANCIAL ASSET MANAGERS

Classification Information

Class [036]
Insurance & Financial Services

INVESTMENT ADVICE AND BROKER-DEALER SERVICES IN THE FIELD OF SECURITIES AND ANNUITIES, PROVIDED TO FINANCIAL PLANNERS, FINANCIAL ADVISORS AND FINANCIAL ASSET MANAGERS

First Use Date in General

01st Mar 2001

First Use Date in Commerce

01st Mar 2001

Mark Details

Serial Number

No 78071682

Mark Type

No Service Mark

Attorney Docket Number

No 15070-1-2

44D Filed

No

44D Current

No

44E filed

No

44E Current

No

66A Filed

No

66A Current

No

Current Basis

No

No Basis

No

Legal History

Show more

Status DateAction Taken
31st Aug 2024CASE ASSIGNED TO POST REGISTRATION PARALEGAL
19th Jun 2024TEAS SECTION 8 & 9 RECEIVED
22nd Jun 2023COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
20th Feb 2020TEAS CHANGE OF CORRESPONDENCE RECEIVED
20th Feb 2020APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
20th Feb 2020ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
20th Feb 2020TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
20th Feb 2020TEAS CHANGE OF OWNER ADDRESS RECEIVED
28th Jun 2014NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
28th Jun 2014REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED