on 01 Sep 2020
Last Applicant/ Owned by
840 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
92660
Serial Number
88683755 filed on 07th Nov 2019
Registration Number
6143595 registered on 01st Sep 2020
Correspondent Address
Heather J. Kliebenstein
Filing Basis
1. intent to use
2. use application currently
Disclaimer
NO DATA
Financial investment in the field of fixed income; Financial management, namely, management of alternative investments; Financial products services, namely, financial investment brokerage services, corporate finance consultation in the field of asset sales, financial consulting and advisory services, distribution of securities, administration and management for pooled investment vehicles, private Read More
Financial investment in the field of fixed income; Financial management, namely, management of alternative investments; Financial products services, namely, financial investment brokerage services, corporate finance consultation in the field of asset sales, financial consulting and advisory services, distribution of securities, administration and management for pooled investment vehicles, private investment funds, and investment accounts; Financial services, namely, asset management services, investment management services, and investment advisory services; Financial services, namely, investment advice to individuals as well as to pension plans, retirement plans, trusts, endowments, foundations, corporations, government entities, insurance companies and other institutional investors; Financial services, namely, investment advisory and investment management services for pooled investment vehicles, private investment funds, and investment accounts; Fund investment, advisory services and sub-advisory services in the field of mutual funds and exchange traded funds; Fund management services, namely, management of mutual funds, exchange traded funds, hedge funds, private equity funds, and securitized asset funds; Investment consultation, management, brokerage, and advisory services in the fields of stocks, bonds, options, commodities, futures and other securities, derivatives, real estate, private placements, funding agreements, venture capital, private equity funds, hedge funds, private and public equity, debt investment services, and other financial instruments and products in the nature of open and closed end funds; Investment management; Investment management services; Investment of funds for others; Mutual fund investment consultation services; Mutual fund investment, advisory, sub-advisory, distribution, analysis, planning, development, brokerage and administration services; Providing investors with financial information
06th Nov 2019
06th Nov 2019
No 88683755
No Service Mark
No
No
No
No
No
No
No
No
No
Status Date | Action Taken |
---|---|
03rd May 2023 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
02th Sep 2020 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
02th Sep 2020 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
02th Sep 2020 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
02th Sep 2020 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
02th Sep 2020 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
01st Sep 2020 | REGISTERED-PRINCIPAL REGISTER |
29th Jul 2020 | NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED |
28th Jul 2020 | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED |
07th Jul 2020 | STATEMENT OF USE PROCESSING COMPLETE |