on 09 Feb 2024
Last Applicant/ Owned by
Adviser Compliance Associates, LLC
140 E. 45th Street, 29th Floor, New York
New York, , 10017
Serial Number
UK00004013096 filed on 09th Feb 2024
Registration Number
UK00004013096 registered on
03rd May 2024
Correspondent Address
165-169 Scotland Street
Glasgow,
G5 8PL
Software as a service (SAAS), namely, the hosting of compliance software for reporting, filing, tracking, and managing compliance activity for use by others.
Regulatory compliance consulting services to financial services firms registered with the U.S. Securities and Exchange Commission or other international, federal, and state regulatory authorities.
UK00004013096
Word
Individual