section 8
on 01 Dec 2017
Last Applicant/ Owned by
2300 North Ridgetop Road
Santa Fe
US
NM
87506
Serial Number
78887216 filed on 18th May 2006
Registration Number
3233037 registered on 24th Apr 2007
Filing Basis
1. use application currently
Disclaimer
NO DATA
Underwriting and distributing mutual funds shares to individual investors, financial intermediaries, and institutions; brokerage services in the field of financial investments, namely mutual funds, securities, stocks, equities, bonds, commodities, options, cash, and currencies for individual investors and institutions
Underwriting and distributing mutual funds shares to individual investors, financial intermediaries, and institutions; brokerage services in the field of financial investments, namely mutual funds, securities, stocks, equities, bonds, commodities, options, cash, and currencies for individual investors and institutions
30th Sep 1999
30th Sep 2005
No 78887216
No Service Mark
No 31699-1001
No
No
No
No
No
No
No
No
26.09.02 -
Plain single line squares
26.09.03 -
Incomplete squares
Status Date | Action Taken |
---|---|
01st Dec 2017 | CANCELLED SEC. 8 (10-YR)/EXPIRED SECTION 9 |
24th Apr 2016 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |
12th Jun 2013 | CORRECTION UNDER SECTION 7 ¿ PROCESSED |
11th Jun 2013 | ASSIGNED TO PARALEGAL |
10th Jun 2013 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
28th May 2013 | TEAS SECTION 7 REQUEST RECEIVED |
19th May 2013 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED |
18th May 2013 | POST REGISTRATION ACTION MAILED NO RESPONSE REQUIRED |
18th May 2013 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
15th May 2013 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |