Class 036
Insurance & Financial Services
Providing financial research, analysis and opinions; advisory services relating to corporate finance, restructuring, mergers and acquisitions; underwriting equity and debt securities; investment banking and corporate finance services, namely mergers, acquisitions, disposals and restructuring; investment dealer services; investment brokerage services; financial trading services; acting as a direct access broker, acting as an order execution only broker, acting as an options dealer, acting as a broker and dealer of equity and debt securities, futures, options and derivatives; acting as a broker and dealer of foreign exchange; acting as a futures commission merchant; acting as a derivatives dealer; financial and investment counselling; investment consultation; provision of information relating to financial and investment matters; asset and wealth management services; estate planning services; portfolio management services; financial and investment research services.
Class 041
Education and Entertainment Services
Arranging business conferences regarding investment banking, research, asset management, investment consultation, and financial matters.
