Class 036
Insurance & Financial Services
Providing financial analysis and opinions; investment dealer services; acting as an investment and financial broker and dealer of equity and debt securities, futures and derivatives; broker-dealer financial services in the field of options, direct access investment broker, securities order execution only investment broker, equity and debt securities, futures, options and derivatives; financial trading in securities; broker and dealer of foreign exchange transactions; insurance brokerage services; investment brokerage services; acting as a futures commission merchant; acting as a derivatives dealer, namely, trading of financial derivatives; underwriting equity and debt securities; financial advisory services relating to corporate finance, restructuring, mergers and acquisitions; investment banking; corporate finance services, namely mergers, acquisitions, divestitures, and restructuring; financial and investment counseling services; investment consultation services; estate planning services; investor relations services; information in the field of financial and investment matters; asset and wealth management services; portfolio management services; direct access brokerage services; discount brokerage services to retail investors; financial and investment research services; offering electronic trading to institutions.
Class 041
Education and Entertainment Services
Arranging business conferences regarding investment banking, business research, asset management, investment consultation, and financial matters.
