Class 036
Insurance & Financial Services
Intermediation services; advisory and assistance services all relating to the aforesaid operation of a telephone call centre for the provision of advice; financial information management and analysis services; stock exchange quotation and listing services; share price information services; provision of financial market for the trading of securities, shares and options; recording and registering the transfer of stocks, shares and securities, maintaining and recording the ownership of stocks, shares and securities; preparation and quotation of stock exchange prices and indices; settlement services, securities brokerage services, namely the matching of sellers and buyers of securities in relation to securities price and volume; financial services, namely the setting of eligibility criteria and rules of conduct for issuers of securities and enforcement of disciplinary action against issuers engaged in issuing securities.
Class 045
Personal & Legal & Social Services
Regulation (including authorisation, prudential supervision and enforcement action) of banks, building societies, investment firms (including professional firms offering investment services), insurance companies and friendly societies (including credit unions); regulation of investment exchanges; supervision investment exchanges, namely administration, monitoring and enforcement of standards in the financial services sector, including administration and the setting of rules of conduct for firms and institutions operating in banking; administration and the setting of rules of conduct for firms and institutions operating in investment services; administration and the setting of rules of conduct for firms and institutions providing financial advisory services; and administration and the setting of rules of conduct for firms and institutions operating in the insurance and reinsurance business; intermediation services, namely the setting, administration and enforcement of disciplinary action against firms engaged in financial services activities.
