| LEERINK LEERINK INTERMEDIATE HOLDINGS LLC
1714879 11 Feb 2015 | on 26 Oct 2016 | Class 036 Class 036 Insurance & Financial Services Financial asset management; investment banking services; institutional investment brokerage; equity research services; financial investment, advisory and fund management services. | | | LEERINK SWANN LEERINK INTERMEDIATE HOLDINGS LLC
1374052 29 Nov 2007 | on 28 Aug 2012 | Class 035 Class 035 Advertising, Business & Retail Services Institutional trading in futures, currencies, options, foreign exchange and commodities equity research services; strategic business administration and financial investment advisory services; corporate finance and asset management services for high-net worth clients; institutional brokerage of shares and other securities sales including market making; institutional securities trading; financial equity research services; strategic advisory services, namely, business management consulting services and investment advisory services; corporate financial management services, corporate financial analysis services and asset management services for high-net worth clients. Class 036 Class 036 Insurance & Financial Services Strategic business administration advisory services; institutional brokerage of shares and other securities sales including market making; institutional securities trading; financial equity research services; strategic advisory services, namely, business management consulting services; financial advisory services in the field of corporate finance and financial investment services, namely, asset management services for high-net worth clients. | | 
