About 3 Trademarks found for “FINRA”

Printed brochures regarding investor education projects, seminars, symposiums, roundtables and classes.

Educational services, namely, conducting seminars, conferences and workshops in the fields of securities regulation and compliance, investor education.

Consulting services for others, namely, evaluating securities market risks and providing risk management recommendations; providing analysis of securities market regulations, and operations; providing advice in the field of the structure and regulation of securities markets; providing advice in the field of the use of technology to enforce securities market regulations and rules; providing services to regulate the securities industry in order to maintain the integrity of the marketplace for the benefit and protection of investors, namely, registration of member firms and their employees, investment advisors and individuals and entities within the investment and securities industry; business services, namely, providing an online database featuring employment and disciplinary information in the field of professionals in the securities and investment advisor industries; providing an on-line computer database with information in the field of the professional background, business practices and conduct of registered financial brokerage firms and their registered employees and investment advisors; providing information in the field of the professional background, business practices and conduct of registered financial brokerage firms and their registered employees in response to telephone and email inquiries; providing an on-line computer database of information in the field of securities and equities trading, corporate bond transactions, securities regulation, financial investments, securities firms, broker/dealers and investment advisors, grants, investor protection, and rules to govern securities day-trading activities; development of securities trade rules to increase transparency, disclosures and reduce conflicts of interest; monitoring securities markets to determine compliance with regulations; creating and enforcing rules that govern the conduct of securities investment firms and their employees; providing an on-line computer database with information in the field of pricing and quotes for bonds, equities and securities, reports on bonds, equities and securities trades, and comparisons of bonds, equities and securities trades; educational services, namely, providing continuing education programs for securities industry professionals; testing and examination of brokerage firms and their employees.

Providing an online computer database with information regarding securities transactions; financial services, namely, storing, documenting and providing data relating to securities transactions; providing information relating to regulatory compliance in the financial securities industry

Educational services, namely, providing educational materials in the fields of regulatory reporting of financial transactions, information security, and financial securities data; planning and conducting educational events in the fields of reporting of financial transactions, information security, and financial securities data

Providing online non-downloadable software, namely, an online database pertaining to securities transactions, securities customer and account; providing online non-downloadable software, namely, an online repository for tracking, maintaining, processing and storing financial securities data; electronic storage of financial securities data; providing online non-downloadable software, namely, providing software for monitoring, tracking, logging, analyzing, auditing and reporting in the fields of regulatory compliance and financial securities; Providing online non-downloadable software for archiving and retrieving financial securities data

Cloud hosting of electronic databases; hosting computer databases; hosting of web sites; maintenance of on-line databases for others; platform as a service (PAAS) featuring computer software platforms for use in the field of financial services for private equity trading; provider of platform-as-a-service (PaaS) software enabling users to communicate with professionals in the field of trade finance