CANADIAN INVESTMENT REGULATORY ORGANIZATION
ORGANISME CANADIEN DE RÉGLEMENTATION DES INVESTISSEMENTS
1405367
30 Jul 2008
REGISTERED
on 24 Feb 2010
Class 041
Class 041
Education and Entertainment Services
Setting, monitoring compliance with, providing educational services and enforcing rules regarding the proficiency, business and financial conduct of investment dealer firms and their registered employees; and setting, monitoring compliance with, providing educational services and enforcing trading rules regarding trading activity on Canadian debt and equity marketplaces.
CANADIAN INVESTMENT REGULATORY ORGANIZATION
ORGANISME CANADIEN DE RÉGLEMENTATION DES INVESTISSEMENTS
1405367 · 30 Jul 2008
041
Class 041
Education and Entertainment Services
Setting, monitoring compliance with, providing educational services and enforcing rules regarding the proficiency, business and financial conduct of investment dealer firms and their registered employees; and setting, monitoring compliance with, providing educational services and enforcing trading rules regarding trading activity on Canadian debt and equity marketplaces.
