| PELAGOS PICKART, JOHN
88183821 06 Nov 2018 | on 11 Jun 2019
| Financial planning and investment advisory services; Financial risk ma... Class 036 Class 036 Insurance & Financial Services Financial planning and investment advisory services; Financial risk management; Financial risk management consultation; Financial services, namely, operation and management of hedge funds, commodity pools and other collective investment vehicles, and trading for others of securities, options, futures, derivatives, debt instruments and commodities; Financial portfolio management; Fund investment consultation; Hedge fund investment services; Investment advisory services; Investment consultancy; Investment consultation; Investment management; Investment advice | | | PELAGOS CAPITAL MANAGEMENT PICKART, JOHN
87905993 03 May 2018 | on 05 Mar 2019
| Financial portfolio management; Financial risk management; Financial r... Class 036 Class 036 Insurance & Financial Services "CAPITAL MANAGEMENT" | | | PELAGOS CAPITAL PICKART, JOHN
78879363 09 May 2006 | on 11 May 2018
| Financial services, namely, investment management services,Financial s... Class 036 Class 036 Insurance & Financial Services Financial services, namely, investment management services | | | DARBY PRIVATE EQUITY Darby Overseas Investments, Ltd.
77301070 10 Oct 2007 | on 01 Jul 2017
| Financial management; Financial services, namely, a total portfolio of... Class 036 Class 036 Insurance & Financial Services Financial management; Financial services, namely, a total portfolio offering for high net worth clients consisting of both separate accounts and mutual funds for equity and fixed income investments; Funds investment; Investment advisory services; Investment management; Mutual fund investment; Management of private equity funds; Private equity fund investment services; Private placements of hedge funds, private equity funds, securities and derivatives for others | | | DARBY Darby Overseas Investments, Ltd.
78759352 22 Nov 2005 | on 28 Dec 2015
| Financial management; Financial services, namely, a total portfolio of... Class 036 Class 036 Insurance & Financial Services Financial management; Financial services, namely, a total portfolio offering for high net worth clients consisting of both separate accounts and mutual funds for equity and fixed income investments; Funds investment; Investment advisory services; Investment management; Mutual fund investment | | | GLOBAL - THE NEW CORE Franklin Resources, Inc.
85190104 03 Dec 2010 | on 08 Jul 2022 | Advice relating to investments; Establishing mutual funds for others; ... Class 036 Class 036 Insurance & Financial Services Advice relating to investments; Establishing mutual funds for others; Financial advisory and consultancy services; Financial analysis and consultation; Financial information and advisory services; Financial services, namely, investment advice, investment management, investment consultation and investment of funds for others, including private and public equity and debt investment services; Financial services, namely, investment fund transfer and transaction services; Funds investment; Investment advisory services; Investment consultation; Investment management; Investment of funds for others; Mutual fund distribution; Mutual fund investment; Mutual funds and capital investment; Transfer agency services rendered to issuers of investment securities | | | FRANKLIN QUALITY DIVIDEND INDEX Franklin Resources, Inc.
90315814 12 Nov 2020 | on 23 Feb 2022 | Financial services, namely, financial asset, investment, and portfolio... Class 036 Class 036 Insurance & Financial Services Financial services, namely, financial asset, investment, and portfolio management | | | DARBY OVERSEAS INVESTMENTS Darby Overseas Investments, Ltd.
75854051 19 Nov 1999 | on 12 Nov 2021 | Financial services, namely, investment advisory and investment funds m... Class 036 Class 036 Insurance & Financial Services Financial services, namely, investment advisory and investment funds management services | | | MUTUAL SHARES Franklin Resources, Inc.
75237018 05 Feb 1997 | on 29 Oct 2021 | investment management services and mutual fund advisory, distribution ... Class 036 Class 036 Insurance & Financial Services In the statement, column 1, lines 9 and 10, "11-30-1996" should be deleted, and, "10-1-1949" should be inserted. | | | MUTUAL EUROPEAN Franklin Resources, Inc.
75282950 28 Apr 1997 | on 29 Oct 2021 | investment management services and mutual fund advisory, distribution ... Class 036 Class 036 Insurance & Financial Services investment management services and mutual fund advisory, distribution and administration services | | 
