on 16 Sep 2017
Last Applicant/ Owned by
1010 Seminole Drive
Fort Lauderdale
FL
33304
Serial Number
78834506 filed on 10th Mar 2006
Registration Number
3193929 registered on 02th Jan 2007
Correspondent Address
Leticia G. Londono
Filing Basis
1. use application currently
Disclaimer
NO DATA
Advice relating to investments; Financial services, namely, a total portfolio offering for high net worth clients consisting of both separate accounts and mutual funds for equity and fixed income investments; Fund investment consultation; Funds investment; Investment advice; Investment advisory services; Investment consultation
Advice relating to investments; Financial services, namely, a total portfolio offering for high net worth clients consisting of both separate accounts and mutual funds for equity and fixed income investments; Fund investment consultation; Funds investment; Investment advice; Investment advisory services; Investment consultation
01st Nov 2005
01st Nov 2005
No 78834506
No Service Mark
No 43268-00002
No
No
No
No
No
No
No
No
Status Date | Action Taken |
---|---|
16th Sep 2017 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED |
16th Sep 2017 | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED |
16th Sep 2017 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) |
14th Aug 2017 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
14th Aug 2017 | TEAS RESPONSE TO OFFICE ACTION-POST REG RECEIVED |
02th Mar 2017 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
02th Mar 2017 | POST REGISTRATION ACTION MAILED - SEC. 8 & 9 |
03rd Jan 2017 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
03rd Jan 2017 | TEAS SECTION 8 & 9 RECEIVED |
02th Jan 2016 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |