on 30 Jun 2022
Last Applicant/ Owned by
91 Main Street, Suite 118
Warren
RI
02885
Serial Number
76324714 filed on 15th Oct 2001
Registration Number
2588435 registered on 02th Jul 2002
Correspondent Address
Alexander P. Montgomery
Filing Basis
1. use application currently
Disclaimer
NO DATA
Investment advisory services
Investment advisory services
31st Jul 1996
10th Feb 1997
No 76324714
No Service Mark
No 070594-2000
No
No
No
No
No
No
No
No
Status Date | Action Taken |
---|---|
30th Jun 2022 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED |
30th Jun 2022 | REGISTERED AND RENEWED (SECOND RENEWAL - 10 YRS) |
30th Jun 2022 | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED |
30th Jun 2022 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
21st Jan 2022 | TEAS SECTION 8 & 9 RECEIVED |
02th Jul 2021 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |
02th Apr 2020 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
02th Apr 2020 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
02th Apr 2020 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
02th Apr 2020 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |