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ALARIC COMPLIANCE SERVICES
Dead/Cancelled
CANCELLED - SECTION 8

section 8

on 14 Nov 2014

Last Applicant/ Owned by

41 Madison Avenue, 30th Floor

New York

NY

10010

Serial Number

77233578 filed on 19th Jul 2007

Registration Number

3408487 registered on 08th Apr 2008

in the Principal Register

Correspondent Address

800 Third Avenue

New York NY 10022

Filing Basis

1. use application currently

Disclaimer

NO DATA

ALARIC COMPLIANCE SERVICES

Management and business consulting services in the field of SEC and broker-dealer compliance matters for investment managers; Outsourcing in the field of regulatory compliance, namely, acting as Chief Compliance Officer for SEC registered and unregistered advisors, companies and hedge funds; tracking and monitoring of investment firms' securities regulatory compliance program; Business evaluation Read More

Classification Information


Class [035]
Advertising, Business & Retail Services


Management and business consulting services in the field of SEC and broker-dealer compliance matters for investment managers; Outsourcing in the field of regulatory compliance, namely, acting as Chief Compliance Officer for SEC registered and unregistered advisors, companies and hedge funds; tracking and monitoring of investment firms' securities regulatory compliance program; Business evaluation of regulatory compliance activities and written compliance policies and procedures; Business consultation services


First Use Date in General

01st Dec 2005

First Use Date in Commerce

01st Dec 2005

Mark Details


Serial Number

No 77233578

Mark Type

No Service Mark

Attorney Docket Number

No

44D Filed

No

44D Current

No

44E filed

No

44E Current

No

66A Filed

No

66A Current

No

Current Basis

No

No Basis

No

Legal History


Show more

Status DateAction Taken
14th Nov 2014CANCELLED SEC. 8 (6-YR)
14th Apr 2008TEAS CHANGE OF CORRESPONDENCE RECEIVED
08th Apr 2008REGISTERED-PRINCIPAL REGISTER
22nd Jan 2008PUBLISHED FOR OPPOSITION
02th Jan 2008NOTICE OF PUBLICATION
14th Dec 2007LAW OFFICE PUBLICATION REVIEW COMPLETED
14th Dec 2007ASSIGNED TO LIE
07th Nov 2007APPROVED FOR PUB - PRINCIPAL REGISTER
05th Nov 2007TEAS RESPONSE TO OFFICE ACTION RECEIVED
05th Nov 2007CORRESPONDENCE RECEIVED IN LAW OFFICE