section 8
on 14 Nov 2014
Last Applicant/ Owned by
41 Madison Avenue, 30th Floor
New York
NY
10010
Serial Number
77233578 filed on 19th Jul 2007
Registration Number
3408487 registered on 08th Apr 2008
Correspondent Address
800 Third Avenue
New York NY 10022
Filing Basis
1. use application currently
Disclaimer
NO DATA
Management and business consulting services in the field of SEC and broker-dealer compliance matters for investment managers; Outsourcing in the field of regulatory compliance, namely, acting as Chief Compliance Officer for SEC registered and unregistered advisors, companies and hedge funds; tracking and monitoring of investment firms' securities regulatory compliance program; Business evaluation Read More
Management and business consulting services in the field of SEC and broker-dealer compliance matters for investment managers; Outsourcing in the field of regulatory compliance, namely, acting as Chief Compliance Officer for SEC registered and unregistered advisors, companies and hedge funds; tracking and monitoring of investment firms' securities regulatory compliance program; Business evaluation of regulatory compliance activities and written compliance policies and procedures; Business consultation services
01st Dec 2005
01st Dec 2005
No 77233578
No Service Mark
No
No
No
No
No
No
No
No
No
Status Date | Action Taken |
---|---|
14th Nov 2014 | CANCELLED SEC. 8 (6-YR) |
14th Apr 2008 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
08th Apr 2008 | REGISTERED-PRINCIPAL REGISTER |
22nd Jan 2008 | PUBLISHED FOR OPPOSITION |
02th Jan 2008 | NOTICE OF PUBLICATION |
14th Dec 2007 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
14th Dec 2007 | ASSIGNED TO LIE |
07th Nov 2007 | APPROVED FOR PUB - PRINCIPAL REGISTER |
05th Nov 2007 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
05th Nov 2007 | CORRESPONDENCE RECEIVED IN LAW OFFICE |